As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 38
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/06/2023
  • LINITYBASE
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • LIBRAPROS
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • LUXEM CAPITAL
A warning PDF of date 07/06/2023 (new window) CSSF (LUXEMBURGO) 
07/06/2023
  • LUXEM CAPITAL INC.
A warning PDF of date 07/06/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/05/2023
  • LEGAL & GENERAL INVESTMENT MANAGERS (EUROPE) (CLONE)
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, DIRECCIÓN Y LOGO DE LA FIRMA LGIM MANAGERS (EUROPE) LIMITED , CON QUIEN NO GUARDA NINGUNA RELACIÓN.
19/04/2023
  • LUX SOZIAL SERVICER
A warning PDF of date 19/04/2023 (new window) CSSF (LUXEMBURGO) 
12/04/2023
  • LEGAL FINANCE GLOBAL
A warning PDF of date 12/04/2023 (new window) FSMA (BELGICA) 
12/04/2023
  • LSP HOLDING SARL (CLONE)
A warning PDF of date 12/04/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y LA DIRECCIÓN DE LA ENTIDAD DE LUXEMBURGO LSP HOLDING. PARA ELLO, ENVÍA A POTENCIALES INVERSORES CORREOS ELECTRÓNICOS CON EL FORMATO NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM <MAILTO:NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM>. DICHOS CORREOS ELECTRÓNICOS PUEDEN LLEVAR LA FIRMA DE UN FALSO AGENTE DE LA CSSF.
22/03/2023
  • LION BONDS
A warning PDF of date 22/03/2023 (new window) CBI (IRLANDA) 
15/03/2023
  • LITEFXANALYSIS
A warning PDF of date 15/03/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.