Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1 out of 39
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
22/11/2023 |
|
| FCA (REINO UNIDO) | |
15/11/2023 |
|
| FSMA (BELGICA) | |
25/10/2023 |
-
LUÍS ANDRÉ DE GOES RIBEIRO DA CUNHA
|
| CMVM (PORTUGAL) | |
18/10/2023 |
-
LOAN FINDER E-GLOBAL FINANCE
|
| FCA (REINO UNIDO) | |
11/10/2023 |
-
LONDON STOCK EXCHANGE (CLONE)
|
| FSMA (BELGICA) | LA ENTIDAD ADVERTIDA USA DIRECCIONES DE CORREO ELECTRÓNICO ACABADAS EN “@LSE-GESTION.COM” |
13/09/2023 |
-
LAMATRADE INVESTMENTS LTD
|
| FCA (REINO UNIDO) | |
30/08/2023 |
-
LINCOLNFX.CAPITAL (CLONE)
|
| HCMC (GRECIA) | LA ENTIDAD ADVERTIDA TRATA DE SUPLANTAR DE MANERA FRAUDULENTA A LAS ENTIDADES DEL REINO UNIDO LINCOLN FINANCE LTD Y LINCOLN FINANCIAL SERVICES
LTD |
02/08/2023 |
|
| CBI (IRLANDA) | |
02/08/2023 |
-
LIKEWOOD-INVEST LTD / WOOD FINANCE LIMITED (CLONE)
|
| CSSF (LUXEMBURGO) | EL SITIO WEB UTILIZA INDEBIDAMENTE EL NOMBRE DE WOOD FINANCE LTD. |
05/07/2023 |
-
LENEN DIRECT / LENEN DIRECT BANK
-
LENENDIRECT.COM
|
| FSMA (BELGICA) | |
Consultation criteria: By type unauthorised entities, By initial L.