As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 89 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/03/2005
  • CENTRAL SECURITY CLEARING SYSTEM
A warning PDF of date 23/03/2005 (new window) FSC (ISLA DE MAN) 
24/08/2016
  • CENTRAL PROVIDER LTD / CENTRAL OPTION
A warning PDF of date 24/08/2016 (new window) FSMA (BELGICA) 
20/12/2023
  • CENTRAL PLUS FINANCE
A warning PDF of date 20/12/2023 (new window) AFM (PAISES BAJOS) 
01/03/2023
  • CENTRAL MARGINS
  • CENTRALMARGINS.COM
A warning PDF of date 01/03/2023 (new window) FSMA (BELGICA) 
31/03/2020
  • CENTRAL LOAN (CLON)
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
13/10/2011
  • CENTRAL AND EASTERN EUROPEAN MARKETS ASSET MANAGEMENT
A warning PDF of date 13/10/2011 (new window) FSA (REINO UNIDO) 
26/09/2012
  • CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT
A warning PDF of date 26/09/2012 (new window) FSMA (BELGICA) 
18/01/2023
  • CENTRAHOMA STONE BANK
A warning PDF of date 18/01/2023 (new window) FCA (REINO UNIDO) 
15/02/2012
  • CENTRADE MANAGEMENT CORP.
A warning PDF of date 15/02/2012 (new window) SFSA (SUECIA) 
14/11/2012
  • CENTER FINANCE MANAGEMENT
A warning PDF of date 14/11/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.