As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/08/2013
  • DAVIS MAYER GROUP
  • DENKO GROUP
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
23/07/2008
  • DAVIS MAYER GROUP
A warning PDF of date 23/07/2008 (new window) CBFA (BELGICA) 
23/04/2014
  • DAVIS WARD & BECK PARTNERS LLC
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS) 
21/04/2021
  • DAVY BONDS (CLONE)
A warning PDF of date 21/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA J & E DAVY.
05/10/2022
  • DAVYFINANCIAL (NOMBRE COMERCIAL DE DAVY LTD) (CLONE)
A warning PDF of date 05/10/2022 (new window) CBI (IRLANDA) 
18/07/2012
  • DAWSON & CRANE INC.
A warning PDF of date 18/07/2012 (new window) FMA (AUSTRIA) 
19/05/2010
  • DAWSON & FIELDING INC.
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
10/03/2010
  • DAWSON & FIELDING INC.
A warning PDF of date 10/03/2010 (new window) SFSA (SUECIA) 
21/10/2009
  • DAWSON AND RAYMOND M & A
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
14/01/2009
  • DAWSON JAMES SECURITIES
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial D.