As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 33
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/07/2023
  • DELTAFTX.COM (CLONE)
  • DASH.FORTISSIO-INVEST.COM (CLONE)
A warning PDF of date 26/07/2023 (new window) HCMC (GRECIA)LOS DOMINIOS QUE APARECEN EN EL LISTADO NO GUARDAN RELACIÓN CON LA ENTIDAD DE NOMBRE VIE FINANCE AEPEY.
10/05/2023
  • DAKKENGROUP
A warning PDF of date 10/05/2023 (new window) HCMC (GRECIA) 
24/08/2016
  • DFM SERVICES LIMITED
A warning PDF of date 24/08/2016 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
15/06/2022
  • DCMGROUP
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
14/07/2021
  • DELTAMARKET
A warning PDF of date 14/07/2021 (new window) FSMA (BELGICA) 
19/04/2017
  • DRUKENMILLER INVESTMENT SERVICES / TIMMERMANS ASIA LTD / HANSEN PETERS LTD / SARANDON ASIA LTD
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
05/05/2021
  • DALTIUM
A warning PDF of date 05/05/2021 (new window) FSMA (BELGICA) 
07/11/2018
  • DAIJU COMMODITY MARKETS
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
12/09/2018
  • DAY DREAM INVESTMENTS LTD (OPERANDO COMO UTRADER)
A warning PDF of date 12/09/2018 (new window) FSMA (BELGICA) 
12/02/2020
  • DUXA CAPITAL
A warning PDF of date 12/02/2020 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial D.