As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/07/2021
  • DELTAMARKET
A warning PDF of date 14/07/2021 (new window) FSMA (BELGICA) 
15/06/2022
  • DCMGROUP
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
14/08/2013
  • DENKO GROUP
  • DAVIS MAYER GROUP
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
10/11/2016
  • DODSON NORWOOD / KIMBALL GROUP INTERNATIONAL LIMITED / PVSS HOLDINGS LIMITED
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
08/02/2012
  • DI-LA ET THALIA ASSURANCES
A warning PDF of date 08/02/2012 (new window) FSMA (BELGICA) 
14/08/2013
  • DENKO GROUP
  • DAVIS MAYER GROUP
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
19/04/2017
  • DRUKENMILLER INVESTMENT SERVICES / TIMMERMANS ASIA LTD / HANSEN PETERS LTD / SARANDON ASIA LTD
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
12/09/2018
  • DAY DREAM INVESTMENTS LTD (OPERANDO COMO UTRADER)
A warning PDF of date 12/09/2018 (new window) FSMA (BELGICA) 
07/11/2018
  • DAIJU COMMODITY MARKETS
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
30/08/2017
  • DEVIN CONSULTANTS
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)

Consultation criteria: By type unauthorised entities, By initial D.