As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/09/2010
  • DUPONT CONSEILLE AG
A warning PDF of date 08/09/2010 (new window) AFM (PAISES BAJOS) 
03/11/2010
  • DYNAMIC WEALTH MANAGEMENT, DWM
A warning PDF of date 03/11/2010 (new window) SFSA (SUECIA) 
03/11/2010
  • DONNELLY ABERDEEN INTERNATIONAL
A warning PDF of date 03/11/2010 (new window) SFSA (SUECIA) 
19/01/2011
  • DACHSER GLOBAL MARKETS
A warning PDF of date 19/01/2011 (new window) FMA (AUSTRIA) 
02/03/2011
  • DIVERSIFIED PORTFOLIO MANAGEMENT INVEST (DPM INVEST)
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
23/03/2011
  • DELAP CAPITAL SERVICES
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
20/04/2011
  • DISTRESSED ACQUISITIONS COMMISSION
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
04/05/2011
  • DYNAMIC WEALTH MANAGEMENT, DWM
A warning PDF of date 04/05/2011 (new window) AMF (FRANCIA) 
25/05/2011
  • DREXEL LAMBERT MERGERS AND ACQUISITIONS
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
01/06/2011
  • DELTA WEST FINANCIAL MANAGEMENT
A warning PDF of date 01/06/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial D.