As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 33
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/07/2010
  • DAVID DUKE
A warning PDF of date 07/07/2010 (new window) FSC (ISLA DE MAN) 
25/08/2020
  • DAVID LLOYD’S BOND
A warning PDF of date 25/08/2020 (new window) FCA (REINO UNIDO) 
31/03/2021
  • DAVID SOARES / JUVENTUDE GLOBAL, LDA
A warning PDF of date 31/03/2021 (new window) CMVM (PORTUGAL) 
11/04/2012
  • DAVIDSON CAPITAL PARTNERS
A warning PDF of date 11/04/2012 (new window) EI_CBI (IRLANDA) 
06/06/2012
  • DAVIDSON CAPITAL PARTNERS
A warning PDF of date 06/06/2012 (new window) FSA (REINO UNIDO) 
03/07/2013
  • DAVIS & CO LLC
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD BRITÁNICA DEL MISMO NOMBRE
13/02/2008
  • DAVIS & RUDELL LLC
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 
23/07/2008
  • DAVIS MAYER GROUP
A warning PDF of date 23/07/2008 (new window) CBFA (BELGICA) 
17/09/2008
  • DAVIS MAYER GROUP
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
14/08/2013
  • DAVIS MAYER GROUP
  • DENKO GROUP
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial D.