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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 29
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/09/2018
  • DAY DREAM INVESTMENTS LTD (OPERANDO COMO UTRADER)
A warning PDF of date 12/09/2018 (new window) FSMA (BELGICA) 
31/10/2018
  • DAY TRADING PMAM (PAGINA FACEBOOK)
A warning PDF of date 31/10/2018 (new window) CONSOB (ITALIA) 
29/09/2021
  • DB OMEGA
A warning PDF of date 29/09/2021 (new window) CSSF (LUXEMBURGO) 
07/01/2015
  • DB YATES & ASSOCIATES
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
11/11/2020
  • DBFX LIMITED
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
20/09/2017
  • DBL ASSET MANAGEMENT S.A.
A warning PDF of date 20/09/2017 (new window) CSSF (LUXEMBURGO) 
30/09/2020
  • DBS TRADE / DBS BONDS (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
18/07/2012
  • DC DIGITAL FINANCE LTD
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 
29/06/2011
  • DC FINANCIAL
A warning PDF of date 29/06/2011 (new window) SFSA (SUECIA) 
16/02/2005
  • DCCR INVESTISSEMENT
A warning PDF of date 16/02/2005 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities, By initial D.