As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/01/2021
  • DOLCE 500
A warning PDF of date 13/01/2021 (new window) FCA (REINO UNIDO) 
24/05/2023
  • DOJO LOAN
A warning PDF of date 24/05/2023 (new window) CBI (IRLANDA) 
10/11/2016
  • DODSON NORWOOD / KIMBALL GROUP INTERNATIONAL LIMITED / PVSS HOLDINGS LIMITED
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
13/10/2016
  • DODSON NORWOOD
A warning PDF of date 13/10/2016 (new window) FSAN (NORUEGA) 
20/03/2024
  • DNB LUXEMBOURG S.A. (CLONE)
A warning PDF of date 20/03/2024 (new window) CSSF (LUXEMBURGO)PERSONAS DESCONOCIDAS, QUE USAN DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@CONTACT-DNB.COM , ESTÁN SUPLANTANDO DE MANERA FRAUDULENTA A LA ENTIDAD DNB LUXEMBOURG S.A., CON QUIEN NO GUARDAN NINGUNA RELACIÓN.
13/10/2016
  • DMS INVESTMENT MANAGEMENT SERVICES
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
10/11/2011
  • DMR CONSULTING LLC
A warning PDF of date 10/11/2011 (new window) SFSA (SUECIA) 
30/08/2023
  • DMA.GD-ACCESPRIVE.COM (CLONE)
A warning PDF of date 30/08/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA INTENTA SUPLANTAR LA IDENTIDAD DE LA ENTIDAD DE LUXEMBURGO LBR INVESTMENTS S.À R.L., CON QUIEN NO GUARDA NINGUNA RELACIÓN.
03/02/2021
  • DMA DIRECT AB
A warning PDF of date 03/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/11/2022
  • DLIGHTGLOBALFXM
A warning PDF of date 10/11/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial D.