As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 26 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/04/2013
  • DEAN WITTER CONSULTANCY (USA)
A warning PDF of date 10/04/2013 (new window) EI_CBI (IRLANDA) 
24/08/2016
  • DEN DANSKE METODE
A warning PDF of date 24/08/2016 (new window) DFSA (DINAMARCA) 
26/02/2014
  • DFM ASSET MANAGEMENT
A warning PDF of date 26/02/2014 (new window) DFSA (DINAMARCA) 
03/03/2010
  • DAI-ICHI SECURITIES
A warning PDF of date 03/03/2010 (new window) DFSA (DINAMARCA) 
15/03/2006
  • DELTA IMT
A warning PDF of date 15/03/2006 (new window) DFSA (DINAMARCA) 
16/09/2009
  • DAVENPORT CHADWICK & CO. LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
13/06/2012
  • DECKER INVESTORS CORPORATION
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
29/09/2021
  • DEMERGON FUND (CLONE)
A warning PDF of date 29/09/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO CON SIMILAR DENOMINACIÓN DEMERGON FUNDS
20/09/2017
  • DBL ASSET MANAGEMENT S.A.
A warning PDF of date 20/09/2017 (new window) CSSF (LUXEMBURGO) 
20/03/2024
  • DNB LUXEMBOURG S.A. (CLONE)
A warning PDF of date 20/03/2024 (new window) CSSF (LUXEMBURGO)PERSONAS DESCONOCIDAS, QUE USAN DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@CONTACT-DNB.COM , ESTÁN SUPLANTANDO DE MANERA FRAUDULENTA A LA ENTIDAD DNB LUXEMBOURG S.A., CON QUIEN NO GUARDAN NINGUNA RELACIÓN.

Consultation criteria: By type unauthorised entities, By initial D.