As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/08/2005
  • DEVLIN STERN & ASSOCIATES
A warning PDF of date 03/08/2005 (new window) SFC (HONG KONG) 
21/10/2009
  • DAWSON AND RAYMOND M & A
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
07/04/2010
  • DIGITS FINANCIAL HONG KONG COMPANY
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
04/07/2007
  • DENTON MERGERS AND ACQUISITIONS
A warning PDF of date 04/07/2007 (new window) NAFM (PAISES BAJOS) 
06/06/2007
  • DIVERSIFIED CAPITAL MANAGEMENT LTD
A warning PDF of date 06/06/2007 (new window) NAFM (PAISES BAJOS) 
28/12/2005
  • DELTA IMT
A warning PDF of date 28/12/2005 (new window) NAFM (PAISES BAJOS) 
30/03/2016
  • DIFFERENT CHOICE FBC INC.
A warning PDF of date 30/03/2016 (new window) MNB (HUNGRIA) 
07/07/2003
  • DREXEL ASSET MANAGEMENT
A warning PDF of date 07/07/2003 (new window) MFSA (MALTA) 
20/05/2009
  • DUFRESNE AND ANDY INTERNATIONAL
A warning PDF of date 20/05/2009 (new window) IFSRA (IRLANDA) 
02/11/2023
  • DELTAFTX.COM (CLONE)
  • DASH.FORTISSIO-INVEST.COM (CLONE)
A warning PDF of date 02/11/2023 (new window) HCMC (GRECIA)LA ENTIDAD REGISTRADA EN GRECIA VIE FINANCE AEPEY NO GUARDA RELACIÓN CON NINGUNA DE LAS PÁGINAS WEB ADVERTIDAS.

Consultation criteria: By type unauthorised entities, By initial D.