As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 61 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/11/2023
  • FREE TRADE CFD
A warning PDF of date 22/11/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
30/04/2019
  • FREMONT CAPITAL
A warning PDF of date 30/04/2019 (new window) FMA (AUSTRIA) 
06/05/2020
  • FREMONT CAPITAL LIMITED (IRLANDA)
A warning PDF of date 06/05/2020 (new window) CBI (IRLANDA) 
27/01/2021
  • FRESH FINANCE UK LIMITED / FRESH FINANCE LIMITED
A warning PDF of date 27/01/2021 (new window) FCA (REINO UNIDO) 
10/04/2013
  • FREUD CAPITAL
A warning PDF of date 10/04/2013 (new window) FSAN (NORUEGA) 
29/06/2022
  • FRIDMAN – CONASON
A warning PDF of date 29/06/2022 (new window) FCA (REINO UNIDO) 
12/12/2018
  • FRIEDMAN ASSOCIATES LTD
A warning PDF of date 12/12/2018 (new window) FCA (REINO UNIDO) 
14/12/2011
  • FRIEDMAN GLOBAL AND SHANGHAI DERIVATIVES EXCHANGE, SHDEX
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
20/09/2006
  • FRIEDMAN HOLLAND & ASSOCIATES
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
07/10/2020
  • FRIENDS & PRO LOANS
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.