As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 66 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/06/2016
  • FUJI CREDIT ASSET MANAGEMENT
A warning PDF of date 15/06/2016 (new window) AFM (PAISES BAJOS) 
25/05/2016
  • FUJI CREDIT ASSET MANAGEMENT (OR FUJI CREDIT J-LLC)
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
15/02/2017
  • FUJITSU GLOBAL / ASIAN MERCANTILE EXCHANGE / CENTRIC LIMITED
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
04/11/2009
  • FUKUMOTO, TOSHIHIRO & PTNRS. FUT. TRAD. (FTP FUTURES)
A warning PDF of date 04/11/2009 (new window) SFC (HONG KONG) 
07/01/2021
  • FULL FUNDING CIRCLE / FULLFUNDING CIRCLE (CLONE)
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA STERLING PROFESSIONAL FINANCE LIMITED.
15/01/2020
  • FUN MANAGERS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
13/10/2011
  • FUND ADVISERS EUROPE
A warning PDF of date 13/10/2011 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD FUND ADVISERS EUROPE NV, DEBIDAMENTE HABILITADA POR LOS SUPERVISORES DE BÉLGICA (NÚM. REG. 103989 A) Y REINO UNIDO (NÚM. REG. 495229).
28/04/2021
  • FUND ADVISOR
A warning PDF of date 28/04/2021 (new window) FCA (REINO UNIDO) 
10/05/2006
  • FUND INSURANCE MANAGEMENT CORPORATION
A warning PDF of date 10/05/2006 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
06/02/2013
  • FUND LOGIC
A warning PDF of date 06/02/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.