As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 66 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/03/2013
  • FEINLER MANAGEMENT GROUP
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
30/11/2005
  • FINANCE CONTINENTAL INC
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
22/06/2011
  • FIRST INITIAL ASSET MANAGEMENT
A warning PDF of date 22/06/2011 (new window) FSA (REINO UNIDO) 
13/02/2013
  • FIDELIS RESEARCH GROUP
A warning PDF of date 13/02/2013 (new window) FSA (REINO UNIDO) 
19/08/2009
  • FILEAMIN LIMITED
  • FILEAMIN INVEST LTD.
A warning PDF of date 19/08/2009 (new window) FSAN (NORUEGA) 
28/03/2007
  • FIRST EQUIS LTD.
A warning PDF of date 28/03/2007 (new window) FSAN (NORUEGA) 
06/06/2012
  • FLAATEN INVEST AS
A warning PDF of date 06/06/2012 (new window) FSAN (NORUEGA) 
19/08/2009
  • FILEAMIN INVEST LTD.
  • FILEAMIN LIMITED
A warning PDF of date 19/08/2009 (new window) FSAN (NORUEGA) 
04/12/2013
  • FROST CAPITAL PARTNERS
A warning PDF of date 04/12/2013 (new window) FSAN (NORUEGA) 
10/04/2013
  • FREUD CAPITAL
A warning PDF of date 10/04/2013 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial F.