As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 73 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2011
  • FIRST INC LIMITED
A warning PDF of date 25/05/2011 (new window) SFSA (SUECIA) 
23/03/2011
  • FISS FINANCE
A warning PDF of date 23/03/2011 (new window) SSMA (ESLOVENIA) 
23/02/2011
  • FXOPEN INVESTMENTS INC.
A warning PDF of date 23/02/2011 (new window) CYSEC (CHIPRE) 
02/02/2011
  • FINICHECK PLC
A warning PDF of date 02/02/2011 (new window) FMA (AUSTRIA) 
22/12/2010
  • FOREX
A warning PDF of date 22/12/2010 (new window) AMF (FRANCIA) 
27/10/2010
  • FRANKFURT FINANCIAL SUPERVISORY AUTHORITY
A warning PDF of date 27/10/2010 (new window) BAFIN (ALEMANIA)SUPUESTA AUTORIDAD SUPERVISORA FINANCIERA ALEMANA QUE NO EXISTE.
13/10/2010
  • FINTRON ASSET MANAGEMENT
A warning PDF of date 13/10/2010 (new window) HCMC (GRECIA) 
13/10/2010
  • FINANCIAL ASSET MANAGEMENT, INC.
A warning PDF of date 13/10/2010 (new window) SFSA (SUECIA) 
29/09/2010
  • FUEHRENDE INVESTITIONEN LIMITED
A warning PDF of date 29/09/2010 (new window) SSMA (ESLOVENIA) 
15/09/2010
  • FOS ASSET MANAGEMENT CO. LTD.
A warning PDF of date 15/09/2010 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial F.