As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 58
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/01/2011
  • GEOFFROY CATHERINE
A warning PDF of date 19/01/2011 (new window) CBFA (BELGICA) 
14/09/2022
  • GLENCAR ICAV (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE, DIRECCIÓN Y NÚMERO DE AUTORIZACIÓN DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA
07/06/2023
  • GLENCAR ICAV (CLONE)
A warning PDF of date 07/06/2023 (new window) CBI (IRLANDA)ESTA ENTIDAD NO AUTORIZADA HA CLONADO LOS DATOS DE UN FONDO DENOMINADO ARCH INVESTMENT ICAV, AUTORIZADO POR EL BANCO CENTRAL. CABE SEÑALAR QUE NO EXISTE RELACIÓN ALGUNA ENTRE ARCH INVESTMENT ICAV, AUTORIZADO POR EL BANCO CENTRAL, Y LA ENTIDAD NO AUTORIZADA QUE HA CLONADO SUS DATOS.
10/05/2023
  • GREG REFINANCING LOAN OFFER
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
06/09/2017
  • GENWORTH CONSULTANT GROUP (USA)
A warning PDF of date 06/09/2017 (new window) CBI (IRLANDA) 
10/05/2023
  • GREENCARES MACRO FINANCE
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
15/02/2023
  • GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED (CLONE)
A warning PDF of date 15/02/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA Y REINO UNIDO GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED Y GOLDMAN SACHS INTERNATIONAL
29/09/2021
  • GALTYMORE PARTNERS CAPITAL FUND ICAV (CLONE)
A warning PDF of date 29/09/2021 (new window) CBI (IRLANDA)EL CBI ADVIERTE QUE LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD DEL MISMO NOMBRE GALTYMORE PARTNERS CAPITAL FUND ICAV (C405124), ENTIDAD DEBIDAMENTE AUTORIZADA POR EL CBI.
04/03/2020
  • GELIOS TRADE LIMITED (IRLANDA)
A warning PDF of date 04/03/2020 (new window) CBI (IRLANDA) 
29/06/2016
  • GRUBER & TAYLOR CO
A warning PDF of date 29/06/2016 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial G.