As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 292
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/06/2006
  • HAMILTON PIERCE
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
01/10/2008
  • HAMILTON TRADING LTD.
A warning PDF of date 01/10/2008 (new window) CBFA (BELGICA) 
25/01/2006
  • HAMILTON, GARDINER & ASSOCIATES
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
10/01/2007
  • HAMILTONS FINANCIAL SERVICES SL
A warning PDF of date 10/01/2007 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
07/10/2009
  • HAMLAND BANK (ISLE OF MAN)
  • HTTP://WWW.HAMLANDBANK.COM
A warning PDF of date 07/10/2009 (new window) FSC (ISLA DE MAN) 
08/02/2012
  • HAMMOND GLOBAL SOLUTIONS LLC
A warning PDF of date 08/02/2012 (new window) FSA (REINO UNIDO) 
10/12/2008
  • HAMPSHIRE CONSULTANTS LLC
  • HTTP://HAMPSHIRECONSULTANTSLLC.COM
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
07/11/2018
  • HANA SHIZOKUA TRADING
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
11/11/2020
  • HANABISHI PARTNERS LTD
  • HTTPS://INVESTACTIVE.IO
  • HTTPS://INVESTACTIVE.CC
  • HTTPS://STATUS.INVESTACTIVE.CC
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/10/2019
  • HANDELFX LTD
A warning PDF of date 23/10/2019 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial H.