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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 268
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/08/2012
  • HAMILTON AND PRICEHOUSE CONSULTANCY
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
12/05/2003
  • HAMILTON ASSET MANAGEMENT
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
11/06/2014
  • HAMILTON CARTER INTERNATIONAL COMMODITIES
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO) 
21/07/2010
  • HAMILTON DAVIS CORPORATION
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
05/02/2020
  • HAMILTON FE
  • HAMILTONFE
  • HTTP://WWW.HAMILTONFE.COM/
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
06/02/2008
  • HAMILTON HASTINGS & ASSOCIATES
A warning PDF of date 06/02/2008 (new window) SFSA (SUECIA) 
13/04/2011
  • HAMILTON HOUSE INTERNATIONAL
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
18/09/2013
  • HAMILTON INTERNATIONAL GROUP
A warning PDF of date 18/09/2013 (new window) EI_CBI (IRLANDA) 
02/10/2013
  • HAMILTON INTERNATIONAL GROUP
A warning PDF of date 02/10/2013 (new window) FCA (REINO UNIDO) 
16/02/2005
  • HAMILTON MARKETING
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities, By initial H.