Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 268
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/10/2004
  • HALIFAX INTL. FINANCIAL SERVICES GROUP
A warning PDF of date 06/10/2004 (new window) FSC (ISLA DE MAN) 
06/10/2004
  • HALIFAX INTL. CORPORATE MANAGEMENT BANK
A warning PDF of date 06/10/2004 (new window) FSC (ISLA DE MAN) 
09/02/2005
  • HTTP://UNIONBANKHK.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
09/02/2005
  • HANTEC GROUP ASSET MANAGEMENT LIMITED
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
09/02/2005
  • HTTP://UNIONBANKHK.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
16/02/2005
  • HAMILTON MARKETING
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
23/02/2005
  • HARRISON LEE PARTNERS
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
16/03/2005
  • HERITAGE FINANCIAL INC.
A warning PDF of date 16/03/2005 (new window) SFSA (SUECIA) 
16/03/2005
  • HARRISON LEE PARTNERS
A warning PDF of date 16/03/2005 (new window) SFC (HONG KONG) 
13/04/2005
  • HTTP://STANDARDOFFSHOREONLINE.COM
A warning PDF of date 13/04/2005 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial H.