As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 270 out of 281
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/04/2009
  • HIS COMMODITIES
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
18/03/2009
  • HARRISON FAIRMOUNT GLOBAL MERGERS & ACQUISITIONS INC
A warning PDF of date 18/03/2009 (new window) SFSA (SUECIA) 
18/03/2009
  • HG VENTURES
A warning PDF of date 18/03/2009 (new window) DFSA (DINAMARCA) 
11/03/2009
  • HCS WORLDWIDE
  • HSC
A warning PDF of date 11/03/2009 (new window) AMF (FRANCIA) 
11/03/2009
  • HSBC DUBAI TRADE LTD
A warning PDF of date 11/03/2009 (new window) FMA (AUSTRIA) 
25/02/2009
  • HMG HOLDINGS LTD
A warning PDF of date 25/02/2009 (new window) SFC (HONG KONG) 
11/02/2009
  • HUNTER ROWE FINANCIAL
A warning PDF of date 11/02/2009 (new window) IFSRA (IRLANDA) 
04/02/2009
  • HTTP://INTERCREDITGROUP.COM
A warning PDF of date 04/02/2009 (new window) FMA (AUSTRIA) 
21/01/2009
  • HTTP://WWW.NOR-FINANS.COM/
A warning PDF of date 21/01/2009 (new window) FSAN (NORUEGA) 
14/01/2009
  • HAWKES BARRATT ROSSI TRADING A/K/A HBR TRADING
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.