As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 268 out of 336
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/08/2011
  • HTTP://ALLEN-DALE-LTD-1959.CO.UK
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
22/10/2008
  • HUNTER ROWE
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
12/05/2003
  • HYDA FLORSBANC
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
12/05/2003
  • HOPKINS, PIERCE & CO LIMITED
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
19/11/2008
  • HARRINGTON LLOYD
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
19/11/2008
  • HEINZ HOKKAIDO INTERNATIONAL
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
14/01/2009
  • HAWKES BARRATT ROSSI TRADING A/K/A HBR TRADING
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
14/01/2009
  • HUGO NUE CORP
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
12/05/2003
  • HOFFMAN PHILIPS, SL
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
23/03/2011
  • HARRIS JAMES ASSOCIATES
A warning PDF of date 23/03/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.