As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 357
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/03/2023
  • HUGOWAYOPTIONS
  • HUGO WAY OPTIONS
  • HW OPTIONS
  • HTTPS://HUGOWAYOPTIONS.COM
A warning PDF of date 22/03/2023 (new window) FCA (REINO UNIDO) 
24/06/2020
  • HUGO VANDEVELDE (CLON)
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS HUGO VANDELEVEDE Y H V FINANCIAL PLANNING LTD
14/01/2009
  • HUGO NUE CORP
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
17/04/2024
  • HUGO CAPITALS
  • HTTPS://HUGOCAPITALS.COM
A warning PDF of date 17/04/2024 (new window) AFM (PAISES BAJOS) 
18/07/2012
  • HUDSON MUNROE
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
24/09/2014
  • HUDSON COE & ASSOCIATES, LLC.
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
15/09/2010
  • HUDSON ASSET MANAGEMENT
A warning PDF of date 15/09/2010 (new window) CBFA (BELGICA) 
10/07/2019
  • HUDDLESON ADVISORS
A warning PDF of date 10/07/2019 (new window) FCA (REINO UNIDO) 
05/08/2020
  • HUBER GROUP INVEST
  • HUBER-GROUP-INVEST.COM
A warning PDF of date 05/08/2020 (new window) FMA (AUSTRIA) 
09/03/2022
  • HUB FINANCE
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.