As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/07/2013
  • JONES FALLS SECURITIES
A warning PDF of date 24/07/2013 (new window) FSMA (BELGICA) 
31/03/2020
  • J MCKENZIE / MCKENZIE INTERNATIONAL INVESTMENTS
A warning PDF of date 31/03/2020 (new window) FSMA (BELGICA) 
26/01/2022
  • JOY SERVICE
A warning PDF of date 26/01/2022 (new window) FSMA (BELGICA) 
14/09/2022
  • JAVIUS.COM
A warning PDF of date 14/09/2022 (new window) FSMA (BELGICA) 
08/09/2021
  • JP KREDIET EXPRESS
A warning PDF of date 08/09/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS
20/03/2024
  • JBY CAPITAL
  • JSS INVESTMENTS
A warning PDF of date 20/03/2024 (new window) FSMA (BELGICA) 
27/12/2006
  • JOHN MCGRATH
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 
18/08/2004
  • JOHNSTONE BROWN INVESTMENTS
A warning PDF of date 18/08/2004 (new window) FSC (ISLA DE MAN) 
18/08/2004
  • JONES ATKINS INVESTMENTS
A warning PDF of date 18/08/2004 (new window) FSC (ISLA DE MAN) 
07/07/2010
  • JOHNSON MIRCH
A warning PDF of date 07/07/2010 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial J.