As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/12/2019
  • J AND E DAVY / J&E DAVY / JANE DAVY (CLON)
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN (J&E DAVY)
31/03/2020
  • J MCKENZIE / MCKENZIE INTERNATIONAL INVESTMENTS
A warning PDF of date 31/03/2020 (new window) FSMA (BELGICA) 
18/10/2023
  • J P MORGAN PRIVATE BANK (CLONE)
A warning PDF of date 18/10/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y DIRECCIÓN REGISTRADA, DE LA FIRMA AUTORIZADA POR EL CBI J.P. MORGAN IRELAND, CON QUIEN NO GUARDA NINGUNA CONEXIÓN
28/12/2005
  • J. LO TRANDING CORP.
A warning PDF of date 28/12/2005 (new window) DFSA (DINAMARCA) 
26/04/2006
  • J. P. STUART AND ASSOCIATES
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
11/10/2006
  • J. S. KNIGHT & CO. LTD.
A warning PDF of date 11/10/2006 (new window) FSA (REINO UNIDO) 
25/10/2006
  • J. S. KNIGHT & CO. LTD.
A warning PDF of date 25/10/2006 (new window) FSA (REINO UNIDO) 
16/04/2008
  • J. S. KNIGHT & CO. LTD.
A warning PDF of date 16/04/2008 (new window) IFSRA (IRLANDA) 
31/07/2019
  • J.F. GLOBAL ADVISORS / JURGEN FLEISCHMANN GLOBAL ADVISORS (CLON)
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA JURGEN FLEISCHMANN
26/06/2019
  • J.P. MORGAN CHASE & CO. (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial J.