As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/04/2006
  • KAVANAUGH
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
22/02/2017
  • KAWANO AND ASSOCIATES (JAPAN)
A warning PDF of date 22/02/2017 (new window) CBI (IRLANDA) 
03/02/2010
  • KAWWII INTERNATIONAL GROUP
A warning PDF of date 03/02/2010 (new window) SFSA (SUECIA) 
18/01/2012
  • KAYABAS HEADQUARTERS
A warning PDF of date 18/01/2012 (new window) FMA (AUSTRIA) 
06/06/2007
  • KB PANAMÁ
A warning PDF of date 06/06/2007 (new window) NAFM (PAISES BAJOS) 
16/01/2019
  • KBC SECURITIES (CLON)
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
23/09/2020
  • KBS CAPITAL MARKETS LTD
A warning PDF of date 23/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
24/03/2021
  • KBS CAPITAL MARKETS LTD
A warning PDF of date 24/03/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
07/04/2021
  • KBS CAPITAL MARKETS LTD
A warning PDF of date 07/04/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/09/2020
  • KBS CAPITAL MARKETS LTD
A warning PDF of date 16/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial K.