As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 26 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/04/2022
  • NOVA TRADING FX INVESTMENT
A warning PDF of date 13/04/2022 (new window) FCA (REINO UNIDO) 
14/12/2011
  • NOVA UK LTD
A warning PDF of date 14/12/2011 (new window) JFSC (JERSEY) 
02/12/2020
  • NOVAK PETER FINANCIAL ADVISORS & SOLUTIONS (CLON)
A warning PDF of date 02/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NOVAK PETER
20/12/2006
  • NOVANTAE CAPITAL HOLDINGS
A warning PDF of date 20/12/2006 (new window) FMA (AUSTRIA) 
10/05/2006
  • NOVANTAE CAPITAL HOLDINGS
A warning PDF of date 10/05/2006 (new window) HCMC (GRECIA) 
12/06/2019
  • NOVATRADES
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
16/05/2018
  • NOVATRADES LTD
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
04/10/2017
  • NOVATURE GROUP
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
28/07/2004
  • NOVIS PARTNERS
A warning PDF of date 28/07/2004 (new window) FMA (AUSTRIA) 
14/12/2016
  • NOVOSTAR FINANCE CO LTD
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial N.