As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 50 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/10/2011
  • PARK AVENUE MERGERS & ACQUISITIONS
A warning PDF of date 19/10/2011 (new window) FSA (REINO UNIDO) 
16/09/2020
  • PARILEASE WEALTH / PARILEASE (UK) WEALTH MANAGEMENT (CLON)
A warning PDF of date 16/09/2020 (new window) FCA (REINO UNIDO) 
08/10/2014
  • PARETO SECURITIES CLON
A warning PDF of date 08/10/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PARETO SECURITIES LIMITED
19/08/2020
  • PARANTOUX TRADING
A warning PDF of date 19/08/2020 (new window) FCA (REINO UNIDO) 
16/08/2017
  • PARAMOUNT LAW BOSTON
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
22/02/2012
  • PARAMOUNT FINANCIAL GROUP
A warning PDF of date 22/02/2012 (new window) FSAN (NORUEGA) 
31/10/2012
  • PARAMOUNT FINANCIAL GROUP
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
20/03/2024
  • PARALLEL INVESTMENT
  • PRIMEFINANX
A warning PDF of date 20/03/2024 (new window) FSMA (BELGICA) 
04/10/2023
  • PARALLEL INVESTMENT
A warning PDF of date 04/10/2023 (new window) AFM (PAISES BAJOS) 
04/03/2020
  • PARAIBA WORLD LTD.
A warning PDF of date 04/03/2020 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial P.