As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 33
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/07/2008
  • ROYAL ASSETS AND RESEARCH
A warning PDF of date 23/07/2008 (new window) CBFA (BELGICA) 
23/11/2022
  • RAIDEN GLOBAL ICAV (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA RAIDEN GLOBAL ICAV
14/03/2018
  • RESONANCE CAPITAL (IRLANDA)
A warning PDF of date 14/03/2018 (new window) CBI (IRLANDA) 
06/07/2022
  • REDFINSTOCKS
A warning PDF of date 06/07/2022 (new window) CBI (IRLANDA) 
27/07/2022
  • RENFREW CAPITAL MANAGEMENT (CLONE)
A warning PDF of date 27/07/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD RENFREW CAPITAL LIMITED
14/09/2022
  • RADIX OPTIONS
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
23/06/2021
  • REMAXIMA
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
24/03/2021
  • REPUBLIC LOANS
A warning PDF of date 24/03/2021 (new window) CBI (IRLANDA) 
10/05/2023
  • RONNIE FINANCE LTD (CLONE)
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS DE UNA ENTIDAD AUTORIZADA POR EL CBI
11/01/2012
  • ROYAL ALLIANCE (UK) GROUP
A warning PDF of date 11/01/2012 (new window) CMVM (PORTUGAL) 

Consultation criteria: By type Non-authorized entities, By initial R.