As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 27 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/03/2011
  • RUBEN KATZ COMPANY LTD
A warning PDF of date 30/03/2011 (new window) CYSEC (CHIPRE) 
23/03/2011
  • ROSENTHAL & GOLDBERG ASSOCIATES
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
23/03/2011
  • RATTENBURY GROUP
A warning PDF of date 23/03/2011 (new window) FSA (REINO UNIDO) 
16/03/2011
  • RAYBURN WATSON AND ASSOCIATES
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
16/03/2011
  • RAISINO HOLDINGS LTD
A warning PDF of date 16/03/2011 (new window) CYSEC (CHIPRE) 
09/02/2011
  • RATTENBURY GROUP
A warning PDF of date 09/02/2011 (new window) SFSA (SUECIA) 
09/02/2011
  • RBEF LIMITED
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 
19/01/2011
  • RECLAIM INVESTMENT BANK, GIBRALTAR
A warning PDF of date 19/01/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
19/01/2011
  • RODEO
A warning PDF of date 19/01/2011 (new window) FMA (AUSTRIA) 
19/01/2011
  • ROONEY GALLAGHER PRIVATE EQUITY PARTNERS LLC
A warning PDF of date 19/01/2011 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial R.