As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 66 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/12/2011
  • SARASIN FUNDS MANAGEMENT (GUERNSEY) LIMITED
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
23/11/2011
  • SANWA HOLDINGS
A warning PDF of date 23/11/2011 (new window) SFSA (SUECIA) 
23/11/2011
  • SINO FINANCIAL
A warning PDF of date 23/11/2011 (new window) FSA (REINO UNIDO) 
23/11/2011
  • SECURCORP
A warning PDF of date 23/11/2011 (new window) AMF (FRANCIA) 
10/11/2011
  • STRAUSS CAPITAL CONSULTANTS
A warning PDF of date 10/11/2011 (new window) FSA (REINO UNIDO) 
02/11/2011
  • SONG CENTEA FINANCIERINGEN
A warning PDF of date 02/11/2011 (new window) FSMA (BELGICA) 
19/10/2011
  • SOHO SERVICES LIMITED
A warning PDF of date 19/10/2011 (new window) JFSC (JERSEY) 
05/10/2011
  • SYNERGY CAPITAL
A warning PDF of date 05/10/2011 (new window) SFSA (SUECIA) 
28/09/2011
  • SEAGRAM SERVICES LTD
A warning PDF of date 28/09/2011 (new window) FSA (REINO UNIDO) 
21/09/2011
  • SGS CONSULTANTS LIMITED
A warning PDF of date 21/09/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.