As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 58 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/04/2014
  • SVS SECURITIES
A warning PDF of date 16/04/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SVS SECURITIES PLC
09/04/2014
  • SKY FOREX
A warning PDF of date 09/04/2014 (new window) MFSA (MALTA) 
09/04/2014
  • STANFORD CROWN PARTNERS
A warning PDF of date 09/04/2014 (new window) FCA (REINO UNIDO) 
19/03/2014
  • SILICONVALLEY MARKETS LTD
A warning PDF of date 19/03/2014 (new window) CYSEC (CHIPRE) 
05/03/2014
  • SPENCER AND RICHARDSON FINANCIAL
A warning PDF of date 05/03/2014 (new window) FCA (REINO UNIDO) 
05/03/2014
  • SMO FITZGERALD GLOBAL
A warning PDF of date 05/03/2014 (new window) SFSA (SUECIA) 
26/02/2014
  • SHENZHEN COMMODITY EXCHANGE
A warning PDF of date 26/02/2014 (new window) FSAN (NORUEGA) 
05/02/2014
  • SHEARIN GROUP
A warning PDF of date 05/02/2014 (new window) DFSA (DINAMARCA) 
22/01/2014
  • STRATEGIC PRIVATE EQUITY LLC
A warning PDF of date 22/01/2014 (new window) FCA (REINO UNIDO) 
22/01/2014
  • SUMMERS ASSOCIATES LTD
A warning PDF of date 22/01/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.