As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 65 out of 85
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/09/2011
  • SEAGRAM SERVICES LTD
A warning PDF of date 28/09/2011 (new window) FSA (REINO UNIDO) 
21/09/2011
  • SGS CONSULTANTS LIMITED
A warning PDF of date 21/09/2011 (new window) FSA (REINO UNIDO) 
21/09/2011
  • SAVOY INVESTMENT MANAGEMENT
A warning PDF of date 21/09/2011 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA RELACION CON LA ENTIDAD SAVOY INVESTMENT MANAGEMENT LTD (REGISTRADA EN LA FSA CON EL NUMERO 145877)
07/09/2011
  • SYNERGY EUROPE
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • SQUARE MILE FINANCE
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
31/08/2011
  • STERLING FINANCE AG
A warning PDF of date 31/08/2011 (new window) FSA (REINO UNIDO) 
18/08/2011
  • SMART TRADE FX
A warning PDF of date 18/08/2011 (new window) CYSEC (CHIPRE) 
18/08/2011
  • STJ ADVISORS
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO)SIN RELACIÓN CON STJ ADVISORS LLP, AUTORIZADA POR LA FSA CON EL NUM. 491099)
18/08/2011
  • SANDFORD HALE & CO.
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • SANDFORD HALE & CO.
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.