As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 65 out of 81
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/03/2011
  • STANDARD HOKORI GROUP
A warning PDF of date 02/03/2011 (new window) SFSA (SUECIA) 
02/03/2011
  • SUMMIT HOLDINGS
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
23/02/2011
  • STANTON GOLDSTEIN
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
23/02/2011
  • SANDFORD HALE & CO.
A warning PDF of date 23/02/2011 (new window) DFSA (DINAMARCA) 
16/02/2011
  • SUN BANK OFFSHORE JERSEY (CHANNEL ISLANDS)
A warning PDF of date 16/02/2011 (new window) JFSC (JERSEY) 
16/02/2011
  • SIDSTONE, GRAY & PARTNERS
A warning PDF of date 16/02/2011 (new window) FSA (REINO UNIDO) 
09/02/2011
  • SWISS GROUP & PARTNER
A warning PDF of date 09/02/2011 (new window) FMA (AUSTRIA) 
09/02/2011
  • SEEWEST HOLDINGS LTD
A warning PDF of date 09/02/2011 (new window) CYSEC (CHIPRE) 
09/02/2011
  • SPRING FINANCE
A warning PDF of date 09/02/2011 (new window) FSAN (NORUEGA) 
19/01/2011
  • SUMMIT HOLDINGS
A warning PDF of date 19/01/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial S.