As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 65 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/04/2021
  • STOCKFX / BAUMONT GROUP LTD
A warning PDF of date 28/04/2021 (new window) CMVM (PORTUGAL) 
26/01/2022
  • STOCKFX PROFIT
A warning PDF of date 26/01/2022 (new window) FCA (REINO UNIDO) 
06/05/2020
  • STOCKGLOBAL (ISLAS MARSHALL)
A warning PDF of date 06/05/2020 (new window) CBI (IRLANDA) 
09/05/2012
  • STOCKHOLM SAVING & LOAN EK. FÖR.
A warning PDF of date 09/05/2012 (new window) SFSA (SUECIA) 
22/03/2023
  • STOCKHUTFX INC
A warning PDF of date 22/03/2023 (new window) FCA (REINO UNIDO) 
30/11/2022
  • STOCK-INVESTS.COM
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
06/05/2020
  • STOCKMARKET INSIDER / FIXED RATE BONDS
A warning PDF of date 06/05/2020 (new window) FCA (REINO UNIDO) 
11/12/2019
  • STOCKOTRADEFX \ ULTIMATECRYPTOFX \ TRADEVIBEFX (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
11/10/2023
  • STOCKPLUS-IT.COM
A warning PDF of date 11/10/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/01/2022
  • STOCKS 247 FX
A warning PDF of date 19/01/2022 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial S.