As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 65 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/01/2009
  • SKY PRIVATE
  • SKY PRIVATE BANKING
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • SUN TRUST SERVICES
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • SUN TRUST TELEPHONE BANKING
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • STEVEN PORTER
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
05/12/2017
  • SWISS ROYAL BANC / SRB GROUP
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
05/07/2023
  • SNELLE-LENING GROUP
  • SNELLE-LENING.NET
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
05/07/2023
  • SNELLE ONLINE LENING
  • SNELLE-ONLINE-LENING.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
05/07/2023
  • SABERIS CREDIT GROUP / SABERIS KREDIT
  • SABERISKREDIT-GROUP.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
13/09/2023
  • SWISS-WIN
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
05/07/2023
  • SARPAAS / ENSAR
  • SARPAAS.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial S.