As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 603 out of 611
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/09/2014
  • WB GLOBAL STRATEGIC ASSET MANAGEMENT
  • WWW.WBGLOBAL.NET
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
02/11/2011
  • WAYTUNG GLOBAL
  • WWW.WAYTUNG-GLOBAL.COM
A warning PDF of date 02/11/2011 (new window) FSAN (NORUEGA) 
15/02/2023
  • WAY TRADING INVESTMENT
  • WWW.WAYTRADINGINVESTMENT.COM
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 
12/04/2023
  • WAY TO FINANCE
  • WWW.WAYTOFINANCE.CO.UK/ABUT_US.HTML
A warning PDF of date 12/04/2023 (new window) HCMC (GRECIA) 
13/01/2010
  • WAVERLY M & A
  • WWW.WAVERLYMA.COM
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
17/02/2021
  • WAVE MAKERS LTD (IQCENT)
A warning PDF of date 17/02/2021 (new window) CMVM (PORTUGAL) 
24/09/2014
  • WATTS CORPORATE SERVICES LLC
  • WWW.WATTSCS.COM
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
27/05/2015
  • WATTFORD CAPITAL PARTNERS
  • WWW.WATTFORDCAPITALPARTNERS.COM
A warning PDF of date 27/05/2015 (new window) FCA (REINO UNIDO) 
25/05/2016
  • WATTERS & PARTNERS LTD
  • WWW.WATTERSANDPARTNERS.COM
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO) 
23/11/2016
  • WATKINS CONSULTANCY LTD
  • WWW.WATKINSCONSULTANCYLTD.COM
A warning PDF of date 23/11/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial W.