As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 591 out of 635
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/04/2009
  • WWW.GLOBALVALORES.ES
A warning PDF of date 01/04/2009 (new window) CONAVAL (PANAMA) 
02/12/2009
  • W.M. ADVISORS
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
07/05/2014
  • WWW.STENSLAND.CZ
A warning PDF of date 07/05/2014 (new window) CNB (REPUBLICA CHECA) 
12/12/2012
  • WWW.AWIFINANCIAL.COM
A warning PDF of date 12/12/2012 (new window) CMVM (PORTUGAL) 
28/04/2021
  • WWW.STOCKFX.CO
A warning PDF of date 28/04/2021 (new window) CMVM (PORTUGAL) 
10/08/2022
  • WWW.ZMMARKETS.COM
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
10/01/2018
  • WWW.GTPCAPITAL.COM
A warning PDF of date 10/01/2018 (new window) CMVM (PORTUGAL) 
18/11/2020
  • WWW.INVESTTECK.COM
  • WWW.INVESTTECK.NET
A warning PDF of date 18/11/2020 (new window) CMVM (PORTUGAL) 
28/04/2021
  • WWW.FINOCAPITAL.IO
  • WWW.FINOCAPITAL.CO
A warning PDF of date 28/04/2021 (new window) CMVM (PORTUGAL) 
13/07/2022
  • WWW.X-TRADEBROKERS.COM (CLONE)
A warning PDF of date 13/07/2022 (new window) CMVM (PORTUGAL)LA ENTIDAD ADVERTIDA, QUE UTILIZA LA DIRECCIÓN DE CORREO SUPPORT@X-TRADEBROKERS.COM , NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA EN PORTUGAL CON DENOMINACIÓN XTB S.A. - SUCURSAL EM PORTUGAL (X-TRADE BROKERS DOM MAKLERSKI S.A. - SUCURSAL EM PORTUGAL)

Consultation criteria: By type unauthorised entities, By initial W.