As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1060 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/04/2007
  • CISA SL CORPORATE INVESTMENT SERVICES
A warning PDF of date 25/04/2007 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
25/04/2007
  • RVC MARKETS
A warning PDF of date 25/04/2007 (new window) FSA (REINO UNIDO) 
18/04/2007
  • CARLTON HEDGES AND ASSOCIATES
  • WWW.CARLTONHEDGESANDASSOCIATES.COM
A warning PDF of date 18/04/2007 (new window) JFSC (JERSEY) 
18/04/2007
  • ASHTON TRADING CORPORATION
A warning PDF of date 18/04/2007 (new window) NAFM (PAISES BAJOS) 
11/04/2007
  • OLYMPIA KING WEALTH GROUP
  • WWW.OLYMPIAKING.COM
A warning PDF of date 11/04/2007 (new window) SFC (HONG KONG) 
11/04/2007
  • TRINITY VENTURES
  • HTTP://WWW.TRINITY-VENTURES.COM
A warning PDF of date 11/04/2007 (new window) DFSA (DINAMARCA) 
28/03/2007
  • LEEDS BANK PLC
  • WWW.LEEDSB.COM
A warning PDF of date 28/03/2007 (new window) JFSC (JERSEY) 
28/03/2007
  • FIRST EQUIS LTD.
  • WWW.FIRSTEQUIS.COM
A warning PDF of date 28/03/2007 (new window) FSAN (NORUEGA) 
28/03/2007
  • AMERICAN FUTURES AND OPTIONS TRADING COMMISSION (AFOTC)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007
  • METRO FINANCIALS (METRO)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 

Consultation criteria: By type unauthorised entities.