Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 826 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
17/04/2013 |
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ABLE CAPITAL
-
WWW.ABLE-CAPITAL.COM
|
| FCA (REINO UNIDO) | |
17/04/2013 |
|
| AMF (FRANCIA) | |
10/04/2013 |
-
CREDIT SUISSE (UK) LIMITED
|
| FCA (REINO UNIDO) | |
10/04/2013 |
-
BEIJIN INTERNATIONAL MARKET EXCHANGE (BEIMEX)
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HTTP://BEIMEX.COM/INDEX.PHP
|
| FSAN (NORUEGA) | |
10/04/2013 |
-
FREUD CAPITAL
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HTTP://FREUD-CAPITAL.COM/INDEX.HTML
|
| FSAN (NORUEGA) | |
10/04/2013 |
-
EAGLE COMMERCE GROUP (USA)
|
| EI_CBI (IRLANDA) | |
10/04/2013 |
-
DEAN WITTER CONSULTANCY (USA)
|
| EI_CBI (IRLANDA) | |
03/04/2013 |
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PERSIST GLOBAL WEALTH MANAGEMENT
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WWW.PG-WM.COM
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WWW.GWMPLONDON.COM
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WWW.WMPLONDON.COM
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV |
03/04/2013 |
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PERSIST GLOBAL WEALTH MANAGEMENT
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WWW.PERSISTGLOBAL.COM
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV |
03/04/2013 |
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AGF EUROPE ADVISORS
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WWW.AGFEUROPE.COM
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA AGF INTERNATIONAL ADVISORS COMPANY LIMITED |
Consultation criteria: By type unauthorised entities.