As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 831 out of 1138
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/08/2012
  • PREMIER GROUP LIMITED
A warning PDF of date 08/08/2012 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
08/08/2012
  • WHITEGATE PARTNERS
  • WWW.WHITEGATE-PARTNERS.COM
A warning PDF of date 08/08/2012 (new window) FMA (AUSTRIA) 
08/08/2012
  • NAGOYA CORP
  • WWW.NAGOYACORP.COM
A warning PDF of date 08/08/2012 (new window) FMA (AUSTRIA) 
08/08/2012
  • MITSUBISHI FINANCE
  • WWW.MITSUBISHIFINANCE.COM
A warning PDF of date 08/08/2012 (new window) FMA (AUSTRIA) 
01/08/2012
  • TRANSUNION FINANCIAL
  • WWW.TRANSUNIONFINANCIAL.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012
  • THE KRONOS GROUP
  • WWW.THEKRONOSGROUP.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012
  • GREENBIRD FINANCIAL
  • WWW.GBFINTL.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012
  • FEDERAL ASSET MANAGEMENT
  • WWW.FEDERALASSETMGMT.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012
  • EATON CAPITAL AMERICAS
  • WWW.EATONCAPITALAMERICAS.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012
  • LONDON GOLD AND COMMODITIES EXCHANGE, LGCEX
  • WWW.LGEX.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.