As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 833 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/02/2013
  • COROLLA FINANCIAL
A warning PDF of date 13/02/2013 (new window) FSMA (BELGICA) 
06/02/2013
  • HAFKIN-ROTH AND SOUTH KOREA DERIVATES EXCHANGE, SKDEX
  • WWW.SKDEX.ORG
  • WWW.HAFFKIN-ROTH.COM
A warning PDF of date 06/02/2013 (new window) SFSA (SUECIA) 
06/02/2013
  • FUND LOGIC
  • WWW.FUND-LOGIC.COM
A warning PDF of date 06/02/2013 (new window) FSA (REINO UNIDO) 
06/02/2013
  • XTM GROUP
  • HTTP://WWW.XTM-GROUP.COM/
A warning PDF of date 06/02/2013 (new window) FSAN (NORUEGA) 
06/02/2013
  • WILTSHIRE CAPITAL
  • HTTP://WWW.WILTSHIRECAPITAL.COM/
A warning PDF of date 06/02/2013 (new window) FSAN (NORUEGA) 
06/02/2013
  • PENDULUM CAPITAL MARKETS INC. (USA)
A warning PDF of date 06/02/2013 (new window) EI_CBI (IRLANDA) 
06/02/2013
  • QATAR FINANCIAL INVESTMENT
A warning PDF of date 06/02/2013 (new window) FMA (AUSTRIA) 
06/02/2013
  • CONCRED GMBH
  • WWW.CONCRED.AT
  • WWW.EUROCRED.AT
A warning PDF of date 06/02/2013 (new window) FMA (AUSTRIA) 
30/01/2013
  • STANSFIELD PRIVATE EQUITY LTD.
  • WWW.STANSFIELDLTD.COM
A warning PDF of date 30/01/2013 (new window) SFSA (SUECIA) 
30/01/2013
  • SECURITIES TRADING BOARD
  • WWW.GOV.SECTB.ORG
A warning PDF of date 30/01/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.