Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 836 out of 1080
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
29/06/2011 |
-
DC FINANCIAL
-
WWW.DCFINANCIAL.US
|
| SFSA (SUECIA) | |
29/06/2011 |
-
LEGGMASON INVESTORS ASSET MANAGERS PLC
-
WWW.LEGGMASON.NET
-
WWW.LMPLC.NET
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
GLOBALBANC FINANCIAL SERVICES LIMITED
-
WWW.GLOBALBANCGROUP.COM
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
FIRST INC LIMITED
-
WWW.FIRSTINCLTD.COM
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
EPICON FINANCIAL
-
WWW.EPICONFINANCIAL.COM
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
EAGLE STAR INTERNATIONAL SERVICES LTD
-
WWW.EAGLESTAR-INTERNATIONAL.EU
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
COLUMBIA DIRECT CORP
-
WWW.COLUMBIADIRECTCORP.COM
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
BROCHE CAPITAL ADVISORS
-
WWW.BROCHECAPITALADVISORS.COM
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
BLACKSTONE
-
WWW.BSKINTERNATIONAL.COM
|
| FSA (REINO UNIDO) | |
29/06/2011 |
-
BLACKBIRD LEYS CREDIT UNION LTD
-
WWW.BLACKBIRD-LEYS.COM
|
| FSA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities.