As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 836 out of 1137
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/07/2012
  • PROFTON S.A. (4XFINITY)
  • WWW.4XFINITY.COM
A warning PDF of date 04/07/2012 (new window) FMA (AUSTRIA) 
27/06/2012
  • WELLINGTON CAPITAL MARKETS
  • WWW.WELLINGTONCAPITALMARKETS.COM
A warning PDF of date 27/06/2012 (new window) SFSA (SUECIA) 
27/06/2012
  • SWISS GLOBAL ASSET MANAGEMENT
  • WWW.SGAMLDN.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SIGUIENTES ENTIDADES DEBIDAMENTE AUTORIZADAS: SWISS & GLOBAL ASSET MANAGEMENT (LUXEMBOURG) SA Y SWISS & GLOBAL ASSET MANAGEMENT SA
27/06/2012
  • SPRINGHILL GROUP
  • WWW.SPRINGHILLGROUP.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO) 
27/06/2012
  • MA CAPITAL PARTNERS
  • HTTP://WWW.MACAPITALPARTNERS.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO) 
27/06/2012
  • GLOBAL FINANCIAL PRODUCTS
  • WWW.MGLOBALFINANCE.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENITDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA HCC GLOBAL FINANCIAL PRODUCTS
27/06/2012
  • FCV BROKER
  • WWW.FCVBROKER.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA F.C.V. BROKER SRL
27/06/2012
  • 4XCELLENT LTD
  • WWW.4XCELLENT.COM
A warning PDF of date 27/06/2012 (new window) CONSOB (ITALIA) 
27/06/2012
  • MILESTONE AMG
A warning PDF of date 27/06/2012 (new window) EI_CBI (IRLANDA) 
20/06/2012
  • STRATEGIC CARBON SOLUTIONS LTD.
  • WWW.STRATEGICCARBONSOLUTIONS.COM
A warning PDF of date 20/06/2012 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.