As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 836 out of 1080
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/06/2011
  • DC FINANCIAL
  • WWW.DCFINANCIAL.US
A warning PDF of date 29/06/2011 (new window) SFSA (SUECIA) 
29/06/2011
  • LEGGMASON INVESTORS ASSET MANAGERS PLC
  • WWW.LEGGMASON.NET
  • WWW.LMPLC.NET
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • GLOBALBANC FINANCIAL SERVICES LIMITED
  • WWW.GLOBALBANCGROUP.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • FIRST INC LIMITED
  • WWW.FIRSTINCLTD.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • EPICON FINANCIAL
  • WWW.EPICONFINANCIAL.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • EAGLE STAR INTERNATIONAL SERVICES LTD
  • WWW.EAGLESTAR-INTERNATIONAL.EU
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • COLUMBIA DIRECT CORP
  • WWW.COLUMBIADIRECTCORP.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • BROCHE CAPITAL ADVISORS
  • WWW.BROCHECAPITALADVISORS.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • BLACKSTONE
  • WWW.BSKINTERNATIONAL.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • BLACKBIRD LEYS CREDIT UNION LTD
  • WWW.BLACKBIRD-LEYS.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.