As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 838 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/09/2013
  • DT GROUP BUSINESS SOLUTIONS
  • WWW.DTGCONSULT.COM
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
28/12/2016
  • DSMG LTD / EUROPE RIDGE EOOD
  • WWW.BINARYBROKERZ.COM
A warning PDF of date 28/12/2016 (new window) CONSOB (ITALIA) 
20/12/2006
  • DSB SINGAPORE PTE.
  • WWW.DSBSINGAPORE.COM
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
04/10/2023
  • DRYDEN PARTNERS
  • WWW.DRYDENPARTNERS.COM
A warning PDF of date 04/10/2023 (new window) AFM (PAISES BAJOS) 
17/09/2014
  • DRUMMONDS INITIATIVES
  • HTTP://WWW.DRUMMONDSINITIATIVES.COM
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
19/04/2017
  • DRUKENMILLER INVESTMENT SERVICES / TIMMERMANS ASIA LTD / HANSEN PETERS LTD / SARANDON ASIA LTD
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
11/11/2020
  • DRINGENDE LENING
  • WWW.DRINGENDELENING.COM
A warning PDF of date 11/11/2020 (new window) FSMA (BELGICA) 
10/11/2011
  • DREXEL-BEARNS CONSULTING GROUP
  • WWW.COMPUTERATWORK.COM/DREXELBEARNS
  • HTTP://DREXELBEARNS.COM
A warning PDF of date 10/11/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • DREXEL LAMBERT MERGERS AND ACQUISITIONS
  • WWW.DREXELLAMBERTMERGERSANDACQUISITIONS.COM
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
28/07/2003
  • DREXEL ASSET MANAGEMENT
A warning PDF of date 28/07/2003 (new window) CBF (BELGICA) 

Consultation criteria: By type unauthorised entities.