As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 840 out of 1082
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/06/2011
  • SHENGTAI GROUP
  • WWW.SHENGTAI-GROUP.COM
A warning PDF of date 22/06/2011 (new window) FSAN (NORUEGA) 
22/06/2011
  • MARCUS & COMPANY INC.
  • WWW.MARCUSANDCOMP.COM
A warning PDF of date 22/06/2011 (new window) FSAN (NORUEGA) 
22/06/2011
  • ATLANTIC INTERNATIONAL PARTNERSHIP
  • WWW.ATLANTICINTERNATIONALPARTNERSHIP.COM
A warning PDF of date 22/06/2011 (new window) FSAN (NORUEGA) 
22/06/2011
  • MAGNIS GLOBAL
  • WWW.MAGNIS-GLOBAL.COM
A warning PDF of date 22/06/2011 (new window) DFSA (DINAMARCA) 
22/06/2011
  • GUARDIAN INTERNATIONAL LTD.
  • WWW.GUARDIAN-INTER.COM
A warning PDF of date 22/06/2011 (new window) FSMA (BELGICA) 
22/06/2011
  • GUARDIAN CREATIVE TAX PLANNERS
  • WWW.GUARDIAN-INTER.COM
A warning PDF of date 22/06/2011 (new window) FSMA (BELGICA) 
22/06/2011
  • ADAPTIS GROUP - INSURANCE BROKER & FINANCE SPRL
A warning PDF of date 22/06/2011 (new window) FSMA (BELGICA) 
15/06/2011
  • SGS CONSULTANTS LIMITED
  • WWW.SGSCONSULTANTSLIMITED.COM
A warning PDF of date 15/06/2011 (new window) SFSA (SUECIA) 
15/06/2011
  • NEW YORK GLOBAL GROUP, INC.
  • WWW.NEWYORKGGI.COM
A warning PDF of date 15/06/2011 (new window) SFSA (SUECIA) 
15/06/2011
  • WOLF INVESTMENT SOLUTIONS
  • WWW.WOLD-INVESTSOL.COM
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.