As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 842 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/04/2006
  • GREAT EASTERN SECURITIES INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
15/06/2011
  • SANFORD C. BERNSTEIN LIMITED
  • WWW.SCBERNSTEIN.CO.UK
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 
26/04/2006
  • GRANDBY TRADING INVESTMENT CORPORATION
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
15/06/2011
  • LEK CONSULTING GROUP
  • WWW.CLICKLEKCONSULTING.COM
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 
08/06/2011
  • CROSSLEY ACQUISITIONS
  • WWW.CROSSLEYACQUISITIONS.COM
A warning PDF of date 08/06/2011 (new window) FSA (REINO UNIDO) 
14/01/2009
  • WAKEFIELD LIBERMAN
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
14/01/2009
  • BLUE NILE CONSULTING
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
14/01/2009
  • DAWSON JAMES SECURITIES
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
14/01/2009
  • ZIMMERMAN CONSULTANTS
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
08/02/2006
  • BLOSSOM HILL INVESTMETS
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.