As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 843 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/11/2012
  • MY 4XCELLENT LIMITED
  • HTTP://WWW.4XCELLENT.COM
A warning PDF of date 07/11/2012 (new window) CYSEC (CHIPRE) 
07/11/2012
  • STANLEY CLIFFORD
  • WWW.STANLEY-CLIFFORD.COM
A warning PDF of date 07/11/2012 (new window) FMA (AUSTRIA) 
07/11/2012
  • KOREA MERCANTILE EXCHANGE, KRMEX
  • WWW.KRMEX.ORG
A warning PDF of date 07/11/2012 (new window) FMA (AUSTRIA) 
31/10/2012
  • WESTON AND SCOTT CONSULTANTS
  • WWW.WESTONSCOTTCONSULTANTS.COM
A warning PDF of date 31/10/2012 (new window) FSA (REINO UNIDO) 
31/10/2012
  • HECKART ASSOCIATES LLC
  • WWW.HECKARTASSOCIATES.NET
A warning PDF of date 31/10/2012 (new window) FSA (REINO UNIDO) 
31/10/2012
  • AJ WYMAN & ASSOCIATES LLC
  • WWW.AJWYMAN.COM
A warning PDF of date 31/10/2012 (new window) FSA (REINO UNIDO) 
31/10/2012
  • DIRECT CAPITAL CONNECTION
  • HTTP://WWW.DIRECTCAPITALCONNECTION.COM/
A warning PDF of date 31/10/2012 (new window) FSAN (NORUEGA) 
31/10/2012
  • AKAISHI GLOBAL
  • HTTP://WWW.AKAISHI-GLOBAL.COM/
A warning PDF of date 31/10/2012 (new window) FSAN (NORUEGA) 
31/10/2012
  • LEHMAN REILLY
A warning PDF of date 31/10/2012 (new window) EI_CBI (IRLANDA) 
31/10/2012
  • KARANTANIA INVESTMENTS LLC
A warning PDF of date 31/10/2012 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities.