As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 846 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/09/2012
  • SECURE INSURANCE
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SECURE INSURANCE SERVICES
26/09/2012
  • PROFESSIONAL FINANCIAL ADVISORS
  • WWW.PROFESSIONALFINANCIALADVISORS.CO.UK
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA UTILIZA EL NOMBRE Y DOMICILIO DE UNA ANTIGUA ENTIDAD REGISTRADA POR LA FSA QUE ACTUALMENTE NO ESTA OPERATIVA
26/09/2012
  • HANG SENG BANK/LEIGHTON INTERNATIONAL
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO) 
26/09/2012
  • DANT AND COMPANY LLC
  • WWW.DANTCOMPANY.COM
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO) 
26/09/2012
  • THE KRONOS GROUP
  • HTTP://WWW.THEKRONOSGROUP.COM/INDEX.HTML
A warning PDF of date 26/09/2012 (new window) FSAN (NORUEGA) 
26/09/2012
  • YANG FINANCIAL
A warning PDF of date 26/09/2012 (new window) EI_CBI (IRLANDA) 
26/09/2012
  • CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT
  • WWW.CEEMAM.COM
A warning PDF of date 26/09/2012 (new window) FSMA (BELGICA) 
19/09/2012
  • WALLACE JACOB CONSULTANTS CORPORATE SERVICES
  • WWW.WJCCORPORATESERVICES.COM
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO) 
19/09/2012
  • TROWBRIDGE CAPITAL
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO) 
19/09/2012
  • EUROCONSULT INTERNATIONAL MERGERS & ACQUISITIONS LTD
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA CON EL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.