As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 855 out of 1192
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/04/2013
  • WESTHILL PARTNERS INC. (USA)
A warning PDF of date 03/04/2013 (new window) EI_CBI (IRLANDA) 
03/04/2013
  • SCOTT AND FISCHER CONSULTANCY LIMITED (USA)
A warning PDF of date 03/04/2013 (new window) EI_CBI (IRLANDA) 
03/04/2013
  • HERMANN BROTHERS GROUP (USA)
A warning PDF of date 03/04/2013 (new window) EI_CBI (IRLANDA) 
27/03/2013
  • BROWN BROTHERS HARRIMAN SCA
  • WWW.BBHRETAIL.COM
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • REGENCY GROUP INC.
  • WWW.REGENCY-GROUP.NET
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
27/03/2013
  • PEKING DRAGON LIMITED
  • WWW.PEKINGDRAGONCN.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
27/03/2013
  • OCEAN MERGERS & ACQUISITIONS
  • WWW.OCEANMERGERSACQUISITIONS.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
27/03/2013
  • MENZIES OVERSEAS LIMITED
  • WWW.MENZIESOVERSEAS.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
27/03/2013
  • KEDINGTON ADVISORY
  • WWW.KEDINGTONADVISORY.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
27/03/2013
  • IMPAKT ONLINE MARKETING (IOM)
  • WWW.IMPAKTONLINEMARKETING.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.