As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 856 out of 1192
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/08/2018
  • PRESTON MANAGEMENT(CLON)
  • HTTPS://WWW.PRESTONFINANCE.COM/
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
08/02/2006
  • PRESTON WAINWRIGHT ASSET MANAGEMENT
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
18/12/2019
  • PRÊTEUR GARDE
  • WWW.PRETEUR-GARDE.COM
A warning PDF of date 18/12/2019 (new window) FSMA (BELGICA) 
21/12/2022
  • PRETRADEFX.SITE
  • WWW.PRETRADEFX.SITE
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
11/07/2018
  • PREUSSEN WEALTH MANAGEMENT
  • WWW.PREUSSENWEALTH.COM
A warning PDF of date 11/07/2018 (new window) FCA (REINO UNIDO) 
21/07/2010
  • PRICE AND STONE MERGERS AND ACQUISITIONS
  • WWW.PRICEANDSTONEMA.COM
A warning PDF of date 21/07/2010 (new window) SFC (HONG KONG) 
21/07/2010
  • PRICE AND STONE MERGERS AND ACQUISITIONS
  • WWW.PRICEANDSTONEMA.COM
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
14/12/2005
  • PRICE STONE GROUP SI
A warning PDF of date 14/12/2005 (new window) SFC (HONG KONG)VER ADVERTENCIAS CNMV
23/03/2011
  • PRICE WEBB ASSOCIATES
  • WWW.PRICEWEBBASSOCIATES.COM
A warning PDF of date 23/03/2011 (new window) FSA (REINO UNIDO) 
14/09/2022
  • PRICON PRIVAT-CONSULT AG
  • HTTPS://PRICON.AG/
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities.