As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 859 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/07/2012
  • COMPASS FINANCIAL MANAGEMENT
  • WWW.COMPASS-FINANCIAL.CO.CC
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA COMPASS FINANCIAL MANAGEMENT LLC
25/07/2012
  • BLUECREST WEALTH
  • WWW.BLUECRESTWEALTH.CO.UK
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS PERTENECIENTES AL GRUPO BLUECREST CAPITAL MANAGEMENT
25/07/2012
  • INVESTEC FUND MANAGERS LIMITED
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS INVESTEC ASSET MANAGEMENT LIMITED E INVESTEC FUND MANAGERS LIMITED
25/07/2012
  • MORGAN PHILIPS CONSULTING
  • WWW.MORGAN-PHILIPS.COM
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO) 
25/07/2012
  • MILLENNIUM CAPITAL MANAGEMENT
  • WWW.MILCAPMANAGEMENT.CO.CC
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO) 
25/07/2012
  • MERCER AND ASSOCIATES LIMITED
  • WWW.MERCERASSOCIATESLTD.COM
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • 247 HOLDINGS GROUP LTD
  • WWW.24OPTION.COM
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 
18/07/2012
  • MIKA HOLDINGS INC
  • WWW.OPTIONFAIR.COM
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 
18/07/2012
  • ACE FINANCIAL
  • WWW.ACE-FIN.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • MARKET PUNTER PTY LTD
  • WWW.MARKETPUNTER.COM
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.