As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 860 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2012
  • HARRIS TRUST PRIVATE WEALTH MANAGEMENT
  • WWW.HARRIS-TRUST.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • FAXTOR SECURITIES
  • WWW.FAXTORSECURITIES.CO.UK
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA IMC ASSET MANAGEMENT BV (ANTES DENOMINADA FAXTOR SECURITIES BV)
18/07/2012
  • BROWN AND WENGER CONSULTANCY FIRM
  • WWW.BROWNWENGERCONSULT.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • BLACK RIVER ASSET MANAGEMENT
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA BLACK RIVER ASSET MANAGEMENT (UK) LIMITED
18/07/2012
  • ARROW MERGER CONSULTANTS
  • HTTP://ARROW-MC.COM/
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • ACE FINANCIAL
  • WWW.ACE-FIN.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • MARKET PUNTER PTY LTD
  • WWW.MARKETPUNTER.COM
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 
18/07/2012
  • 247 HOLDINGS GROUP LTD
  • WWW.24OPTION.COM
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 
18/07/2012
  • MIKA HOLDINGS INC
  • WWW.OPTIONFAIR.COM
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 
18/07/2012
  • DC DIGITAL FINANCE LTD
  • WWW.OPTIONBIT.COM
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.